Every difference the automated recon could not clear, with both sides of the comparison and the evidence behind it.
| Break | Sev | Stage | Acct | Contract / entity | Field | Internal | Statement | Δ | Status | Owner | Detected |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BRK-4416 | high | 1 · Recap & Trade Reconciliation | 11104 | PUT ZCEDU26 465 @ 0.0225 | Instrument Mismatch | ZCED1 (recap description) | GK (Mizuho Prior Activity) | +10 lots | open | unassigned | 07/24 06:31 |
| BRK-4418 | high | 1 · Recap & Trade Reconciliation | 11107 | AUG 26 CBT SOYBEANS long 40 @ 11.70 | Exercise / Assignment · 40 lots | No futures fill booked | Long 40 AUG 26 CBT SOYBEANS (S-) @ 11.7000 | 0.00 lots | open | unassigned | 07/24 06:34 |
| BRK-4417 | critical | 5 · Account Reconciliation | 11161 | OTE — KW (KC Wheat) segregated USD | Open Trade Equity | -$5,737,763.00 | -$5,731,461.50 | −6,301.50 | investigating | d.kim | 07/24 06:38 |
| BRK-4423 | high | 1 · Recap & Trade Reconciliation | 11107 | CALL AUG 26 CBT SOYB 1080 | Quantity | +20 lots | +10 lots | +10 lots | open | unassigned | 07/24 06:33 |
| BRK-4419 | medium | 1 · Recap & Trade Reconciliation | 11101 | SEP 26 CBT CORN | Commission | -$1.80 | -$1.20 | −0.60 | open | unassigned | 07/24 06:33 |
| BRK-4420 | low | 1 · Recap & Trade Reconciliation | 11110 | DEC 26 CBT CORN | Trade price | 4.8750 | 4.8749 | +0.0001 | waived | s.nair | 07/24 06:33 |
| BRK-4421 | high | 2 · Offset Reconciliation | 11104 | PUT AUG 26 CBT CORN 430 · memo offset | Memo option premium | $8,037.50 | $5,625.00 | +2,412.50 | open | unassigned | 07/24 06:34 |
| BRK-4422 | medium | 3 · Currency & Cash | 11100 | USD segregated cash | Ending balance | $15,365,717.82 | $15,364,794.52 | +923.30 | open | unassigned | 07/24 06:35 |